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FICPI Position Paper
Provisional Patent Applications
16 October 2025
Introduction
FICPI believes that in a continuously developing world economy, innovation should be
rewarded. Such reward should come with little burden on innovators, to allow inventors,
either individual inventors or innovative companies, government institutes and other entities,
working on further innovation and commercialisation thereof. Examples of such reward are
the patent systems worldwide, which provide inventors with patents as a way to control who
can (or cannot) use their inventions and in what way.
National and international patent offices, as government bodies, generally support inventors
by providing information to the general public, on a global and personal level, by providing
comprehensible procedures and by providing their official fees at a reasonable level.
In certain jurisdictions, patent offices provide options for provisional patent applications. Such
patent applications do not necessarily end up as granted patents; rather, this option is
provided with the intention to provide a quick and low-cost start for applying for national,
international or even worldwide patent protection. The filing fees levied by the patent offices
are generally lower than for regular patent applications and the substantive and formal
requirements for the applications are generally fewer or less strict than for regular patent
applications.
As a result, some applicants file provisional patent applications with only a small amount of
information about the invention, to save time and to save cost on drafting a patent
application. The aim of applicants is to file a more elaborate patent application within a year
from filing of the provisional application, with a priority claim based on the provisional
application.
However, in view of certain requirements in the law of different jurisdictions and the
interpretation thereof by courts for a valid priority claim to be recognised in accordance with
the Paris Convention, a provisional patent application with only a small amount of information
detailing the invention may not provide a valid priority claim. Inventors generally file a
provisional application to be able to present their invention to the general public on short
notice.
Such disclosure by presentation of the invention to the public may result in the invention being
made available to the general public, before the full patent application has been filed. If all
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subject-matter of the full patent application is not directly and unambiguously derivable from
the provisional application, or the provisional application lacks sufficient detail to enable the
invention to be practiced without undue experimentation, the priority claim may be, at least
partially, invalid. This may, at least for certain jurisdictions, result in patent protection being
obtained only for the generally narrow disclosure of the provisional patent application and, in
the worst case, no patent protection at all.
Whereas FICPI applauds easily accessible procedures for obtaining patent protection, with
respect to both procedure and cost, we note that not all applicants are aware of the potential
risks of filing provisional patent applications.
FICPI's position
Based on the experience of its members, patent attorneys and trademark attorneys in private
practice, FICPI takes the position that there is room for improvement in providing information
to applicants with respect to the potential risks in relying upon provisional patent applications
as a starting point for effective international patent protection.
First, FICPI believes that applicants need to be informed about the differences in the
requirements for a valid priority right in different jurisdictions, and in particular that such
differences exist and that the requirements for enjoying a right of priority are very strict in
certain jurisdictions. Whilst requirements for patentability may become more or less
harmonised in the course of time, there are currently still significant differences across
jurisdictions with respect to various other substantive and formal matters, including details
for the requirements for a valid priority claim.
Second, FICPI holds that the public is to be informed that failure to understand the general
concept of provisional applications and the various requirements across jurisdictions and
failure to comply with these requirements may lead to a loss of patent rights. For example,
the public should be aware that the priority which may be claimed from a provisional patent
application is based on the extent of the disclosure in the provisional patent application and,
in some jurisdictions, a clear identification in the provisional patent application of the subject
matter that is to be claimed. Moreover, a valid priority claim must be to an applicant’s first
patent application for a given invention or subject matter. Sometimes, an applicant will
abandon a provisional patent application and re-file it with the intention of restarting the time
period for claiming priority. However, the public should be aware that simple abandonment
and re-filing of a provisional patent application may not regenerate the right to claim priority
in respect of that given invention or subject matter.
Furthermore, FICPI finds it important that the public is properly informed that for safely
establishing a priority right that is recognised by as many jurisdictions as possible around the
world, the description and claims of a first patent application are to be drafted in a
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professional way, as completely as is if it were a definitive patent application, to the extent
possible at the moment of filing.
In view of the above, FICPI takes the position that the public is to be informed that while the
official fee for filing a provisional patent application, if available, may be lower than the official
fee for filing a regular patent application, the cost of the drafting a first patent application to
serve as a priority right for patent applications in other jurisdictions is substantially the same
as the drafting of a regular patent application. An important reason for this is that, in order to
benefit from a valid priority claim, the first - provisional - application is to contain essentially
the same information as a subsequent application, aimed for obtaining a patent as broadly as
possible for the invention.
Lastly, FICPI considers it important that applicants be well informed about the issues
referenced above on a continuous basis. Within that framework, FICPI believes that it is
important that national and international patent offices inform and advise potential
applicants, even when representation before such patent office is not mandatory, to retain a
patent attorney for drafting a patent application. This applies to provisional applications as
well as subsequent patent applications, for the reasons set out above.
Conclusion
Whereas FICPI considers any opportunity for applicants to benefit from saving of cost and time
to efficiently safeguard patent protection at an early stage, FICPI greatly values properly
informing applicants on the risks of certain procedures. The options for filing provisional
patent applications are part of those procedures. FICPI does not take a position against such
provisional patent application procedures, but considers it very important that the general
public and future applicants in particular are duly and fully informed about both the
advantages and the disadvantages - including risks - of such procedures. FICPI highly
appreciates the role that government bodies may play in this process of educating applicants
for patents, in order to improve the intellectual property position of both companies and
research institutions in a way that benefits all of society.
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IMPORTANT NOTE:
The views set forth in this paper have been approved by the Executive Committee (ExCo).
The International Federation of Intellectual Property Attorneys (FICPI) is the global
representative body for intellectual property attorneys in private practice. FICPI’s opinions are
based on its members’ experiences with a great diversity of clients having a wide range of
different levels of knowledge, experience and business needs of the IP system.
* * *
The Australian Federation of Intellectual Property Attorneys, FICPI Canada, FICPI Denmark,
Suomen Patenttiasiamiesyhdistys ry, Association de Conseils en Propriété Industrielle (ACPI),
Patentanwaltskammer, Collegio Italiano dei Consulenti in Proprietà Industriale, Japanese
Association of FICPI, Norske Patentingeniørers Forening (NPF), Associaçao Portuguesa dos
Consultores em Propriedade Industrial (ACPI), F.I.C.P.I South Africa, the International
Federation of Intellectual Property Attorneys – Swedish Association, Verband Schweizerischer
Patent und Markenanwälte (VSP) and the British Association of the International Federation
of Intellectual Property Attorneys are members of FICPI.
FICPI has national sections in Argentina, Austria, Brazil, Chile, China, Czech Republic, Greece,
Hungary, India, Ireland, Israel, Malaysia, Mexico, Netherlands, New Zealand, Romania,
Russia*, Singapore, South Korea, Spain, Türkiye and the United States of America, a regional
section covering for the Andean States (Bolivia, Colombia, Ecuador, Perú and Venezuela), and
individual members in a further 42 countries and regions.
*
Membership of the Russian Section in FICPI was suspended on 9 March 2022 by Resolution
EXCO/EB22/RES/001 of FICPI’s Executive Committee in response to Russia’s invasion of Ukraine.
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